Our team has many years of experience in working effectively with regulators to assist your firm in the audit process…

Comarm has a team of experts who can assist clients with getting their company registered as a securities dealer or advisor.

Securities dealers and advisors need to have robust AML policies and procedures, including current AML risk assessments.

Comarm has a team of experts who can assist clients with their ongoing firm and individual registration requirements, as required by…

Staff training is key to enable securities dealers to meet their regulatory obligations, and to instill a culture of compliance amongst staff.

The experts at Comarm can help when you don’t have the resources to properly investigate and respond to a complaint.

As an independent third-party, we provide expert witness services and related support, to both registrants and the public.

We provide a broad list of compliance support services. We are happy to discuss any of your specific needs, and offer cost-effective solutions.

Comarm has a team of experts who can update and edit your firm’s policies and procedures, or create and customize account…

Comarm provides our clients with in-depth expertise and support in financial operations, financial reporting, internal controls, credit and financial risk management.

Comarm’s recruiting rates are very competitive. We can fill positions with great candidates, more quickly than other recruiting firms…

Comarm has provided Independent Compliance Consulting services to securities dealers…