For some firms, it’s not cost-effective to meet all of its compliance and regulatory obligations with internal resources. More and more, firms are turning to outside service providers to provide expert advice and support at a fraction of the cost of hiring similar full-time staff.
Compliance Outsourcing
Compliance Outsourcing
Comarm’s Compliance Outsourcing services include:
- Registrations applications, filings, and NRD management
- Advertising and marketing materials review
- Training (many areas)
- Suitability reviews
- CCO annual reports
- CCO support