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Compliance Outsourcing

Compliance Outsourcing

For some firms, it’s not cost-effective to meet all of its compliance and regulatory obligations with internal resources. More and more, firms are turning to outside service providers to provide expert advice and support at a fraction of the cost of hiring similar full-time staff.

Comarm’s Compliance Outsourcing services include:

  • Registrations applications, filings, and NRD management
  • Advertising and marketing materials review
  • Training (many areas)
  • Suitability reviews
  • CCO annual reports
  • CCO support

We provide a broad list of compliance support services. We are happy to discuss any of your specific needs, and offer cost-effective and practical solutions.

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