Skip to main content Skip to search



In today’s ever changing regulatory and business environment, staff training is key to enable securities dealers to meet their regulatory obligations, and to instill a culture of compliance amongst staff.

Comarm offers instructor led training in the following areas:

  • AML Program training (annual requirement)
  • Privacy training (annual requirement)
  • 30 and 90-day training program for new registrants
  • Inside information and information barriers
  • Gatekeeper responsibilities
  • Conflict of interest
  • Outside Business Activities
  • Client relationship model parts 1 and 2

Other topics can be tailored to fit the needs of your firm.

Get in touch for more information on our Training services. Email us at