Jennelyn Adona is a Senior Consultant with Comarm Solutions, and has more than 15 years of securities compliance experience. Prior to joining Comarm Solutions, Jennelyn was Director, Compliance with an IIROC member firm, and Chief Compliance Officer for a FINRA broker-dealer. Her overall responsibilities included registrations, research supervision, and employee training in Privacy, AML, and Information Barriers, for the firm’s offices in Canada and its international locations. She was also responsible for policymaking in many areas related to compliance and regulation.
Jennelyn’s expertise includes registrations and capital markets compliance in Canada and the US, and she has experience in wealth management compliance matters. She has worked on various mergers and acquisitions as a subject matter expert in registrations, compliance and governance issues.
Jennelyn is currently a member of Women in Capital Markets and participates in working groups with the Investment Industry Association of Canada (“IIAC”). She was also a member of the Ontario Securities Commission Registrant Advisory Committee and IIROC’s Compliance & Legal Registration Subcommittee.
Jennelyn received her Bachelor of Arts degree from the University of Toronto.