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Securities Compliance Consulting
Comarm Solutions is a Consulting firm based in toronto, canada that provides advice and assistance to securities dealers, mutual fund dealers, exempt market dealers, and other securities market participants.
As consultants, our depth of knowledge is unparalleled, and our backgrounds include many years of experience in compliance and risk management with securities dealers and regulators. The members of our team have worked with many different types of investment firms large, national dealers to small, regional, wealth management businesses.